e-service Online Submission Marketing >> Type Title Section See document Status Notified Date Effective Date 1. Circular SEC.Khor.(Wor) 25/2550 Re: Circular-Guidelines for Renewal of Approval for
e-service Online Submission Marketing >> Type Title Section See document Status Notified Date Effective Date 1. Circular SEC.Khor.(Wor) 25/2550 Re: Circular-Guidelines for Renewal of Approval for
Exchange Commission) Report I2 (Report on Status of Investment in Foreign Countries of All Mutual Funds Under Management) 10. Circular 8/2554 28/07/2011 01/08/2011 11. Circular 23/2553 03/08/2010
|- Capital Adequacy Requirements |- Executives / Personnel | - |- Approval & Qualifications (Section 103, 104) |- Auditors |- Reporting |- Fees |- Related Circular Letter Marketing |- Approval and Standards
the applicable requirements set out in this circular. 42. The SEC may refuse the application if outstanding issues are not addressed to the satisfaction of the SEC within twenty-one calendar days from
| - |- Approval & Qualifications (Section 103, 104) |- Auditors |- Reporting Requirements |- Fees |- Related Circular Letter IP/FG |- Appoint/Approval/Code of conducts and Standard Practices |- Reporting |- Fees
/10/2000 3. Circular 31/2546 25/12/2003 4. Circular 3/2546 12/02/2003 5. Circular 14/2544 19/09/2001 6. Circular 25/2544 03/07/2001 7. Circular 18/2544 26/03/2001 8. Circular
3. Circular 31/2546 25/12/2003 4. Circular 3/2546 12/02/2003 5. Circular 14/2544 19/09/2001 6. Circular 25/2544 03/07/2001 7. Circular 18/2544 26/03/2001 8. Circular 11/2544
Adequacy Requirements |- Executives / Personnel | - |- Approval & Qualifications |- Fees |- Related Circular Letter Executives of securities companies and personnel in securities business |- Approval and
for sale to the public in the respective local market could apply for an expedited review process if it intends to invest in a master fund that meets the requirements set out in the SFC and SEC Circular