The Securities and Exchange Commission, Thailand (SEC), organized a study visit for the Securities Commission Malaysia (SC Malaysia), led by Dato’ Mohammad Faiz Azmi, Chairman, along with senior
Exchange Commission of Cambodia, and executives from the Cambodian Stock Exchange and securities companies during their visit to study the scope of work related to depository receipt (DR) and share views
before making decisions to invest in initial public offerings (IPO). SEC Deputy Secretary-General Prakid Punyashthiti said: ?Investors should study the information of any financial instument of their
investors to carefully and prudently study the information from the complete version of summarized significant features of securities (Fact Sheet) to clearly understand the product and appraise own risk
The Securities and Exchange Commission (SEC), in collaboration with the Stock Exchange of Thailand (SET) and the Thai Institute of Directors (IOD), jointly organized a webinar on the topic, “Preventing, Deterring and Suppressing Improper Behaviors of Listed Companies”. This event was part of the Strengthening Corporate Governance of Listed Companies Initiative, aimed at encouraging the boards of directors to become aware of their roles in protecting the rights and interests of shareholder...
On 22 March 2024, the Securities and Exchange Commission (SEC) collaborated with capital market organizations, namely – the Federation of Thai Capital Market Organizations (FETCO), the Stock Exchange of Thailand (SET), the Thai Listed Companies Association (TLCA), the Association of Thai Securities Companies (ASCO), the Association of Investment Management Companies (AIMC), the Investment Analysts Association (IAA), the Thai Investors Association (TIA), the Thai Bond Market Association (T...
The Securities and Exchange Commission (SEC), in collaboration with the Faculty of Law, Chulalongkorn University, organized a workshop on Human Rights Due Diligence (HRDD) under the Business and Human Rights for the Business Sector in the Thai Capital Market Project (Phase 3). The workshop aimed to encourage the business sector to operate with consideration for human rights, in line with the United Nations Guiding Principles on Business and Human Rights (UNGPs), and to emphasize HRDD throughout...
The Securities and Exchange Commission (SEC), in collaboration with the United Nations Development Programme (UNDP), co-organized a training session on “SDG Guidebook for Thai Listed Companies and SDG Impact Standards, Class 1/2024.” The training aimed to educate participants about the Sustainable Development Goals (SDGs) and the importance of sustainability in business operations, including SDGs Impact Measurement and Management (SDGs-IMM) for businesses to apply in their operational processes...
Mr. Paiboon Dumrongwaree, Assistant Secretary-General of the Securities and Exchange Commission (SEC), together with Mr. Pavich Kesavawong, Deputy Director General of the Department of Climate Change and Environment (DCCE), Mr. Somchai Lertlarpwasin, Assistant Governor of the Financial Institutions Policy Group, the Bank of Thailand (BOT), and Mrs. Ratvalee Anantananont, Executive Vice President, Head of Sustainable Development Group, the Stock Exchange of Thailand (SET) – serving collecti...
The Securities and Exchange Commission (SEC), in collaboration with the Faculty of Law, Chulalongkorn University, organized a workshop on Human Rights Due Diligence (HRDD) under the Business and Human Rights for the Business Sector in the Thai Capital Market Project (Phase 3). The workshop aimed to encourage the business sector to operate with consideration for human rights in line with the United Nations Guiding Principles on Business and Human Rights (UNGPs), and emphasize HRDD throu...