correctness of information provided. 2. Listing in the Stock Exchange no restrictions listing in the Stock Exchange is required 3. Offer for sale through an underwriter no restrictions with restrictions 4
application for approval prior to the date on which securities company sells shares issued for the purpose of increasing its capital causing such person to be major shareholder; (2) in case other than (1
According to the referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, (1) Polyplex Corporation Limited (PCL), which directly holds 16.5 percent of PTL shares and
Bangkok, 21 June 2018 ? The SEC has imposed civil sanction on two offenders, namely Mr. Sarath Teganjanavanich and Ms. Malita Limlomwongse, for using inside information to buy shares of Thai Optical
According to a referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was found that during 4 - 22 December 2014, 13 persons colluded to manipulate the price of
-listed company in the stock market Offer to sell shares at a discount Fund Raising for Foreign Company Private Placement of Shares and Warrant (listed co) Subscription, sale and allocation Related
(Codified) Public Offering (PO) Secondary Public Offering (SPO) Private Placement (PP) of shares: in case of a non-listed company in the stock market Offer to sell shares at a discount Fund Raising for
case of a non-listed company in the stock market Offer to sell shares at a discount Fund Raising for Foreign Company Private Placement of Shares and Warrant (listed co) Subscription, sale and allocation
SHARE : Detail Content Equity Instruments Shares Subscription, sale and allocation Criteria for limiting the allocation of shares for Initial Public Offering (“IPO shares") which are allocated to
) Private Placement (PP) of shares: in case of a non-listed company in the stock market Offer to sell shares at a discount Fund Raising for Foreign Company Private Placement of Shares and Warrant (listed co