Committee Order No. 27/2020 Dated 18/11/2020

. 1/2020 Settlement Committee Order No. 2/2020 Dated 23/01/2020

Management?), failed to order or act his duty resulting in Asia Wealth Asset Management violation of section 113 of the Securities and Exchange Act B.E. 2535. Asia Wealth Asset Management failed to comply

. However, Krungthai-axa reported the discontinuation of such position on May 8, 2020. SEC Act S.113 Settlement Committee Meeting No. 3/2020 Settlement Committee Order No. 15/2020 Dated 20/05/2020

and truthful report of the net capital to the office of Securities and Exchange Commission. SEC Act S.109 Settlement Committee Meeting No. 5/2020 Settlement Committee Order No. 26/2020 Dated 02/09

. 6/2020 Settlement Committee Order No. 28/2020 Dated 18/11/2020

private company bond. SEC Act S.98(3)? Settlement Committee Meeting No. 1/2020 Settlement Committee Order No. 2/2020 Dated 23/01/2020

to order or act her duty resulting in Asia Wealth Asset Management violation of section 113 of the Securities and Exchange Act B.E. 2535. Asia Wealth Asset Management failed to comply with the rules

-axa reported the appointment of such position on February 14, 2020. SEC Act S.113 Settlement Committee Meeting No. 3/2020 Settlement Committee Order No. 15/2020 Dated 20/05/2020

sufficient and effective systems of operation, control and risk management. SEC Act S.113 Settlement Committee Meeting No. 5/2020 Settlement Committee Order No. 26/2020 Dated 02/09/2020