the share price manipulation of Chai Watana Tannery Group PLC (CWT) by handling the trading orders of CWT shares for a group of persons. She also traded CWT shares for herself through Mr. Payut

>   Complaints​ / Whistleblowers >   Complaint Handling Procedure Contact us SHARE : Detail Content ​ ​​​​​​​​​​​SEC Complaint Center ​​ Complaint Handling Procedure How to file a complaint:  Please provide

, intermediaries shall perform as follows: (1) establish business continuity management policy (Business Continuity Management: BCM) which is approved by senior management and boards of directors; (2) establish

ปาฐกถาพิเศษในหัวข้อ “What makes Thailand successful in creating a gender balanced senior management environment” เพื่อแลกเปลี่ยนความคิดเห็นในประเด็นความเท่าเทียมกันทางเพศ และความสำเร็จของประเทศไทยในการ

limited to legal risk, reputational risk, operational risk, and strategic risk. The function should be independent of the internal audit function (if body) and senior management to assist them in assessing

operation of intermediaries, investors, and confidence in the capital market. Senior management, therefore, has an important role in managing the implementation of information technology in the business

on the operation of intermediaries, investors, and confidence in the capital market. Senior management, therefore, has an important role in managing the implementation of information technology in the

Requirements | - |- Online Submission | - |- Standard Practices | - |- Risk Control | - |- Compliance / Internal control | - |- Conflict of interest | - |- Complaint Handling | - |- Information Technology

of business contingency management, IT security, operational outsourcing and complaint handling. In addition, all but future exchange would be required to comply with new rules on organizational

protecting investors’ rights. For example, having personnel readiness and work systems related to duty performance and establishing preventive measures and effective handling of conflicts of interest