assets or ICOs have applied for or obtained an approval from the SEC. Thus, anyone receiving information or solicited to https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7435 SEC issues rules on
public should be aware that none of the three digital assets or ICOs have applied for or obtained an approval from the SEC. Thus, anyone receiving information or solicited to https://www.sec.or.th/EN/Pages
licensee shall pay to the SEC Office a fee according to the obtained license at a rate varies based on business volume or at the fixed rates set out in this Notification. In the case where a licensee has
]. Clause 4 A licensee shall pay to the SEC Office a fee according to the obtained license at a rate varies based on business volume or at the fixed rates set out in this Notification. In the case where a
providing trading service for units of foreign collective investment scheme, securities company shall comply with the following requirements: (1) accepting trading order during business hours and on business
, having obtained securities brokerage license [under the Securities and Exchange Act B.E. 2535 (1992)], which provides services [as an agent] for selling, repurchasing and redeeming units of foreign
Ronghui International Service Co., Ltd. Ronghui International Service Co., Ltd. offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC