-end mutual fund (1) The number of the unitholders is less than the specified limit as in the same case of the closed-end funds. (2) The investment units are redeemed in either one of the following
law and later obtain a license to undertake derivatives business; “Full-service Branch Office” means a derivatives broker’s branch office in Thailand that provides services within the scope approved for
law and later obtain a license to undertake derivatives business; “Full-service Branch Office” means a derivatives broker’s branch office in Thailand that provides services within the scope approved for
include a financial institution under other law and later obtain a license to undertake derivatives business; “Full-service Branch Office” means a derivatives broker’s branch office in Thailand that
criteria for retail investors, including the maximum investment amount of 300,000 baht for each offering. In addition, a maximum limit on the amount to be offered to retail investors for each offering is
category of securities brokerage, securities dealing, investment advisory services, securities underwriting, but shall not include a financial institution under other law and later obtain a license to
category of securities brokerage, securities dealing, investment advisory services, securities underwriting, but shall not include a financial institution under other law and later obtain a license to
, securities underwriting, but shall not include a financial institution under other law and later obtain a license to undertake securities business; “Full-service Branch Office” means a securities company’s
for business operating and obtain an approval from the Office in accordance with rules, conditions, and procedures prescribed by the SEC in the Notification No. KorNor. 23/2544. No. List of Company
Bangkok, August 13, 2014 ? The SEC allows mutual fund for accredited investors (AIs) to invest in derivatives without investment limit, adding more investment choices for AIs. Vorapol Socatiyanurak