their objectives of safeguarding client benefits, enhance their trustworthiness, and maintain overall market integrity, but also reflect their self-discipline which would further reduce chances of law
market will be developed towards greater efficiency, trustworthiness, gaining recognition and interests from investors and parties wishing to raise fund at an international level. Participating in
of such fact to such person. In case of warrants, the end of the offering period under Paragraph 1 shall mean the end of the offering period of such warrants. Clause 10 In the case where an offeror has
กลุม่ กราฟแสดงสดัส่วนการลงทุนในปัจจุบนัท่ี Standardized แลว้ Investor types Mean Rank of mean within same investor types Rank of mean across investor types Cash Holder Old- Fashioned Modern Investor Cash
characteristics: (1) having deficiency in legal competency, being subject to legal action under the law governing supervision of capital market, or lacking trustworthiness as specified as prohibited characteristic
prospectus of the [specify the mutual fund’s name] mutual fund does not mean that the SEC Office certifies the accuracy of the information provided in the prospectus, nor does it guarantee the price or amount
the same term is used to mean different things by different commentators. However, the common thread is that, in addition to financial or economic performance, the way in which companies manage the ESG
stakeholders, and thus bolstering further confidence of both local and foreign investors in our capital market. Due to the substantial effects of audit quality on the reliability of the available financial
securities firms? accounts were used with intent to build up trustworthiness. The SEC thus warned investors to be cautious and choose services offered by the SEC-approved fund managers working for licensed