misappropriated the client's subscription cash payment of 500,000 baht for his own use. He then ordered his subordinate to transfer units of another mutual fund held by the same client into the solicited fund by
. Worraphant sold 1,121,000 of STEC shares in Miss Preeya's securities trading account, his subordinate by using inside information, prior to the disclosure of such information to the public on 15 February
performance for three-month period ended 30 September 2017 compared to the prior year was decreasing in net profit amounting to Baht 28.17 million or 38.62% because of the following main reasons. 1.1 Revenue
lodged by client and examination report of RHB OSK Securities, the SEC further probed into the case and found that {A} traded securities on behalf of a client of {B}. {B} was a {A}'s subordinate and took
: Latest Oldest 1 Starting Date Hearing Documents [{"Filename":"Consultation paper","File_Path":"https://www.sec.or.th/Documents/PHS/Main/938/hearing442566en.pdf","File_Type":"PHS"}] [ 44/2566 ] SEC public
, family control business, turnover ratio 1. Introduction Funding is one of the main contributions for the success of the firm. One of the main objectives for the companies to go public is to create the
same period of 2018. The main reasons were: Revenues from circulation decreased 15.24% with circulation revenues of comic books and children books decreasing 33.23%. On the other hand, revenues from
However, the submitted information still lacks main points to accompany consideration. The SEC has therefore instructed Zipmex in writing to provide complete details of the incident, which includes
Pittayasophon, provided an update on the progress of the Strong Securities Issuers Project to enhance the quality of listed companies and the duty performance of personnel in the capital market, with the main
investment in subsidiary companies 22.41 million and loss from impairment of increased investment in associates 107.17 million Progress on court’s consideration and legal enforcement of the main debtors 1.1