Finance shall be in charge of the enforcement of this Emergency Decree and shall have the power to issue notifications and appoint competent officer to perform duties in accordance with this Emergency
information or dissemination of advice with false information. SEC disseminates the public hearing document on this issue at SEC website: www.sec.or.th/hearing. Any related and interested parties are welcome
services and putting investors first, while discussed with the business operators for comments and suggestion on this issue. The proposed guidelines and this public hearing will be presented to business
fair, efficient and transparent; and the reduction of systemic risk.3 Quality and integrity of the credit rating process CRAs should endeavour to issue opinions that help reduce the asymmetry of
: The SET shall comply with the regulatory objectives and the operating rules of securities exchange. In issuing, revising or modifying its rules and regulations, the SET must conduct a hearing session
are allowed to also inform the SEC of the names of foreign business operators instead of only the names of the foreign personnel as previously required; 2. Modifying the requirements for notifying the
at least on a quarterly basis;5. Modifying consideration procedures of underlying indices, management strategies, and disclosure requirements for inbound foreign ETFs to be in line with those
, according to their underlying assets, but at least on a quarterly basis; 5. Modifying consideration procedures of underlying indices, management strategies, and disclosure requirements for inbound foreign
Currently, the existing regulations require that the foreign issuer of baht bonds comply with the approval and disclosure rules in the same manner as other types of bonds. Additionally, to issue and
and limitations of service system to the investors.SEC publishes the public hearing information about this issue at SEC website: www.sec.or.th/hearingAny related and interested parties are welcome to