, 2016.In the case of Panita, she committed wrongful acts against clients? assets by using the client?s trading account to trade securities for her own personal gains or others? and making investment
completing all courses, the learners will be invited to take the Crypto Quotient (CQ) Test to check the level of their readiness for entering the world of digital assets investment. The interested public is
and mechanism for risk management, readiness of work systems and personnel, analysis and selection of digital assets to invest, and investment tracking tools, etc. Listed companies should also consider
Bangkok, June 3, 2016 ? The SEC has revoked approval of an equity investment consultant named Veerachai Pasutanon and a capital market investment consultant named Jakkrit Hongnakorn, for committing
records of investors’ assets under custody of the business operators must be accurate, complete and updated while the assets must be properly protected from relevant risks. In September 2021, the SEC
Holborn Assets : Unlicensed securities and derivatives business (Disclosure Date : 16/10/2020)
Holborn Assets : Unlicensed securities and derivatives business (Disclosure Date : 16/10/2020)
liquid asset requirement and investment ratio calculation in underlying assets, for example. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and interested parties
SEC Secretary-General Rapee Sucharitakul said that there had been several fraud cases regarding investment in digital assets which might result in a huge loss for investors. This led to the
Currently, asset management companies have established mixed funds with more diversified asset allocation to meet different demands of investors and to enhance efficiency for managing investment