foreign companies must be substantially comparable to Thai law, in particular, the material issues such as shareholder rights. In case of DRs, the permissible issues must satisfy that the DR underlying

, the SEC urged short-term debt issuers to secure a reserve fund to prevent liquidity issues. In this particular case, the company must clarify information to investors to prevent damage to the overall

Thailand with a particular focus on the cutting edge of finance: FinTech and sustainability.”Note to EditorsThe previous MoU was signed on 1 September 2020. More details can be found here: MoU on Financial

principle of widespread distribution to general subscribers without specific allocation to any particular individual (cherry picking), and must not be an arbitrage in evasion of regulatory compliance

expedite the investigation of this particular case. The task force has already conducted interviews with over 400 victims and collaborated with the SEC in verifying relevant information to support

funding portal operation and suitability test in order to mitigate fraud risks and ensure that  investors will be informed of risks associated with investment in SMEs, in particular startups, and liquidity

supervisor. Clause 3 The commitment shall contain at least a particular describing the material information as follows: (1) name of the mutual fund scheme; (2) details of the mutual fund scheme containing the

? presented by faculty members from Chulalongkorn University at Meeting Room 1601 on 16 Floor at the SEC Office on Vibhavadi-Rangsit Road. The four institutions will take turns presenting other interesting

fees and expenses; (14) dissolution of mutual fund. Clause 4 The particular on the specific characteristics of mutual fund shall contain summarized details of mutual fund as follows: (1) name of the

The Secretary of the Securities and Exchange Commission The company clarifies cause and reason if relative performance of a particular company varies more than 20% compared to previous year; we hereby