, and design the appropriate supervisions and measures to prevent the recurring of problems in the future. Information from the report, such as frequent complaint matters, cause of complaint, degree of
Experience1 List of Required Examinations2 Investment Analysis on Derivatives Related Rules on Investment Analysis 1 Obtained a bachelor’s degree. Local or foreign organization for a total period of at least 2
constraints, such as passive funds, ETFs, sector funds, and thematic funds. At the industry level, equity funds show moderate degree of similarity, 32.26%, likely to offer meaningful investment choice. Score
Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results B. Engagement-Level A. Firm-Level 38 Root Cause Analysis Framework and Focuses in 2019 Essential
Bangkok, 6 February 2018 ? The SEC has announced the SEC Scholarship Program for the public. The scholarship recipient can pursue a master's degree overseas in any capital market-related field and
, Mrs. Sittasri Nakasiri holds the Bachelor’s Degree in Accounting from Thammasat University and the Master of Science from Saint Louis University, USA. She is also a certified financial analyst (CFA
Mr. Pornchai Chunhachinda holds a Bachelor’s Degree in Accounting (Honor) from Chulalongkorn University, an M.B.A. from Thammasat University, a Master of Science and a Ph.D. in Finance from
.Tipsuda Thavaramara graduated with a Bachelor degree in Mathematics from Harvard University, USA, and a Master of Business Administration from the Wharton School, University of Pennsylvania, USA. Joining
. GREEN LABEL SUSTAINABILITY LABEL BLUE LABEL RESILIENCE LABEL TRANSITION LABEL 1. In line with 1.5 degree trajectory All goals and pathways need to align with zero carbon by 2050 and nearly halving
debt securities and mutual funds 1 Obtained a bachelor’s degree. ✓ ✓ ✓ 2 Passed Level 1 or higher of the Certified Investment and Securities Analyst (CISA) or Chartered Financial Analyst (CFA