บริหารจัดการกุญแจ (key management) เช่น พบช่องโหว่ในการควบคุมความมั่นคงปลอดภัย (ineffective 16 security control) เกิดเหตุการณ์ทีอ่าจส่งผลกระทบต่อการรกัษาความลับ (confidentiality) ความถูกต้องครบถ้วน
the state of lacking sense of responsibility and self-control as a result of physical or mental sickness, the offeror shall not be required to have such person affix signature in the registration
or mental disorder, the offeror would be exempted from arranging for such person to affix signature in the registration statement and draft prospectus; (2) in the case where the cause of the inability
-ร่าง- (UNOFFICIAL TRANSLATION) Codified up to No. 5 As of 28 September 2018 Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 14/2558 Re: Provisions relating to Offer for Sale of Securities Issued by Foreign Company Whose Shares Have Been Traded or Are Purposed to be Traded on Foreign Exchange ___________________ By virtue of Section 16/6 of the...
ลงทุนลดลงได • ผูรวมทดลองมี Mental accounting • แบงสวนเงินฝากและกองทุนรวมแยกกัน • การเปลี่ยนแปลงของผลตอบแทนในกองทุนรวม • สงผลตอสัดสวนการลงทุน ระหวางกองทุนรวม • ไมสงผลตอสัดสวนการลงทุนในกองทุ
shall have statement denoted that it is the advertisement in between ineffective of registration statement and draft prospectus; (6) in case of using or referring other information provided by other
mental health, or property damage. 6 Rules and Regulations Key Points 12. Right-based Assets Act, B.E. 2562 (2019), published in the Government Gazette on April 30, 2019, effective October 27, 2019 onward
shall have statement denoted that it is the advertisement in between ineffective of registration statement and draft prospectus; (6) in case of using or referring other information provided by other
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...