Today, development of technology is rapid and continuous. It disrupts development of services in the capital market. However, SEC views that many provisions in the Securities and Exchange Act B.E. 2535 (1992) and the Derivatives Act B.E. 2546 (2003) do not keep pace with these rapidly changing environments which may unintentionally limit the area that business operators can make use of technology, such as provision that requires business operators to disclosure its financial statements to...
Microsoft Word - ID11_hearingattach1_v2_chart ตัวอยางรูปแบบโครงสรางการถือหุนในกลุมธุรกิจการเงินท่ีเขาขายยื่นขอผอนผันการมีกรรมการอิสระ Parent Subsidiary Pattern รูปแบบที่ 1 รูปแบบที่ 2 ≥ 75% ธพ./ผูประกอบธุรกิจหลักทรัพย/ ผูประกอบธุรกิจสัญญาซื้อขายลวงหนา ผูประกอบธุรกิจที่ขอผอนผัน ธพ./ผูประกอบธุรกิจหลักทรัพย/ ผูประกอบธุรกิจสัญญาซื้อขายลวงหนา บจ. A บจ. B บจ. C บจ. D ผูประกอบธุรกิจที่ขอผอนผัน ≥ 75% ≥ 75% ≥ 75% ≥ 75% ≥ 75% 5% 3% 3% 5% เอกสารแนบ 1 2 Holding Company Pattern รูปแบบที่...
: Morningstar Fund Rating Investors can study liquidity risk management tools in the prospectus. Prospectus: www……………com According to AIMC standards According to AIMC standards Column graph image Class Code
pay-off diagram format, which should be placed in the other information section, and specifying the factors that will lead to an increase or a decline in the returns of the fund. 17. Additional
Column graph image According to AIMC standards Class Code Subscription of Units Redemption of Units Statistical Data Subscription Date: Redemption Date: Maximum Drawdown Business Hours: Business Hours
; (2) A prospectus shall not contain any false, exaggerating, or misleading statement. To prepare a prospectus under paragraph one, a management company may use a diagram or any other method to represent
increase in line with the delivery of quality products into the market. However, investor concerns about the credibility of green labelling are also growing. standards, assurance & certification is essential
securities underwriter after an offer for sale of the underwritten securities so that the underwriter shall be able to allocate shares in excess of the underwriting amount. Such proceeding will increase the
all grid and storage assets and activities. However, the requirements differ depending on the asset or activity being practiced. This is explained in the diagram overleaf. Certain assets and activities