analysis of the impact on key variables that affect the functioning of markets, for example in terms of incentive structures, the efficiency of self-regulatory systems and dealing with systemic conflicts of
(incentive) จำนวนมาก คิดเป็นสัดส่วนมากกว่าร้อยละ 90 ของ incentive ทั้งหมดที่ได้รับจากลูกค้าทุกรายการรับมอบหมายในการตัดสินใจซื้อขายหลักทรัพย์แทนผู้ลงทุน และการแสวงหาผลประโยชน์จากผู้ลงทุนโดยอาศัยโอกาสในการ
for retirement saving Dual Process Theory 15 16 Experimental Design Experiment 1: Simple vs Complex Tax Incentive Option Pre-Requisition filtering respondents who understand how tax deduction works
failure to keep complete record of the securities trading orders were deemed as failure to perform the duties with due care and professional competence under the Notifications of Capital Market Supervisory
engagement quality reviewers (EQR) of listed companies must have competence, capabilities and authority at a level not less than auditors in the capital market who audit listed companies. In the event that an
important matters for consideration on the firm’s competence to conduct the audit, for example: - Firm personnel have knowledge of relevant industries or subject matters; - Firm personnel have experience with
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, please describe 2 How the firm’s job evaluation / appraisal process works? How often job evaluation made? 3 Does the firm’s appraisal process gives due recognition and reward to competence, compliance with