follows: (1)      Implement a policy on fintech application at board or executives level ; (2)      Have persons understand the basic principles of technology usage;(3)      Allow fund managers or

SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the

>   The SEC Office's organization structure Our Structure SHARE : Detail Content ​The SEC Office's o rganization structure ​ ​The SEC Office’s primary role is to implement the resolutions and policies set

>   The SEC Office's organization structure Our Structure SHARE : Detail Content ​The SEC Office's o rganization structure ​ ​The SEC Office’s primary role is to implement the resolutions and policies set

CSR in the poblicly disclosed document, e.g., annual report, annual registration statement (56-1), registration statement for offering of securities (69-1), which has com into effect on January 1, 2014

CSR in the poblicly disclosed document, e.g., annual report, annual registration statement (56-1), registration statement for offering of securities (69-1), which has com into effect on January 1, 2014

CSR in the poblicly disclosed document, e.g., annual report, annual registration statement (56-1), registration statement for offering of securities (69-1), which has com into effect on January 1, 2014

CSR in the poblicly disclosed document, e.g., annual report, annual registration statement (56-1), registration statement for offering of securities (69-1), which has com into effect on January 1, 2014

other companies and business partners to establish and implement anti-fraud and corruption measures. Principle 5.3  The board should ensure that management allocates and manages resources efficiently and

transparency, accuracy and integrity of information that will be disclosed and reported by issuers to stakeholders. The SLBP have five core components: 1. Selection of Key Performance Indicators (KPIs) 2