securities company conducts an offence relating to misleading its financial status or actual performance; (6) have an efficient complaint handling system for the settlement of dispute, such as act in
. 4.2 Having a system for handling clients’ complaints and dispute resolution efficiently, for instance, compliance with the Notification of the Capital Market Supervisory Board concerning Rules on Duty
systems related to receiving and handling complaints, channels to communicate with customers as well as the number and ability of personnel for Bitkub to operate its business efficiently. DAB Act S.30
basis after the AGM meeting has been held. This postponement option is pursuant to the Notification of the Department of Business Development regarding Measures for Handling the Spread of COVID-19 in
)) | - |- Selling Agents (Section 100) |- Internal operation of Securities Companies | - |- Proprietary Investment (Section 98(7)) | - |- Accept purchasing or selling orders outside head office or branch
Securities Companies | - |- Proprietary Investment (Section 98(7)) | - |- Accept purchasing or selling orders outside head office or branch | - |- Outsourcing Services | - |- Joint Management Agreement / Other
operation of Securities Companies | - |- Proprietary Investment (Section 98(7)) | - |- Accept purchasing or selling orders outside head office or branch | - |- Outsourcing Services | - |- Joint Management
/05/2563 วันที่ตอบ : 07/05/2563 คำถาม : ผู้รับผิดชอบสูงสุดในหน่วยงานกำกับดูแลการปฏิบัติงาน (Head of compliance) ถือเป็น
บริษัทหลักทรัพย์จัดการกองทุน เรนเนสซานซ์ จำกัด เมื่อวันที่ 2 มิถุนายน 2565 บริษัทหลักทรัพย์จัดการกองทุน เรนเนสซานซ์ จำกัด แจ้งผ่านระบบ ของสำนักงานว่า พนักงานรายหนึ่งของบริษัทเริ่มปฏิบัติหน้าที่ Head
, and provide a client communication service system and complaint handling services sufficiently and efficiently. ______________________