SEC has issued the rules permitting the derivatives business operators or derivatives agent to carry out capital market product trading service in accordance with the Portfolio Advisory and Program Trading plans without being regarded as carrying out the securities business of private fund management or derivatives fund management, respectively. These rules have been in effect from 16 May 2019, with the objectives to ensure that assistance on portfolio advisory and program trading is made...
Facebook page ชื่อ Growth Stock : Unlicensed securities and derivatives business (Disclosure Date : 08/11/2023)
Facebook page Growth Stock. : Unlicensed securities and derivatives business (Disclosure Date : 06/07/2022)
นางศิษฏศรี นาคะศิริ ผู้ช่วยเลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) เข้าร่วมประชุม Growth and Emerging Markets Committee (GEMC) เพื่อหารือและแลกเปลี่ยนข้อมูลระหว่างประเทศ
OSMEP Director Veerapong Malai stated that OSMEP has a mission to integrate and foster the growth and enhance the international competitiveness of SMEs by working together with alliances in all
The MoU strengthens the existing relationship between the UK and the SEC, formalising collaboration in areas including accounting standards; the development of Financial Technology (FinTech) to
importance of human rights protection in business operation, and to encourage suitable application of the globally recognized UNGPs for businesses of different nature to achieve sustainable development while
Facebook page "USD Wealth & Growth" : Unlicensed securities and derivatives business (Disclosure Date : 14/10/2025)