- - - - - - Member of fund investment committee - - - - - - Fund manager - - - - - - Investment Consultant /1 - - 3 - 4 10 Other Professionals Auditor /2 - - - - 1 - Financial advisor - - - - - - Supervisor of
intermediaries such as financial advisor, underwriter and bondholders’ representative. These intermediaries may be related to the issuer and the offeror in such a way that may have an impact on their duty
1 - Translation – Bor.Chor.Ngor 0328/2017 September 26, 2017 Subject: Connected transaction : Renewal of a hotel management advisor agreement Attn : President The Stock Exchange of Thailand With
Siam Knight Fund Management Securities Co.,Ltd. Between December 12, 2016 and July 1, 2019, Siam Knight Fund Management Securities Co.,Ltd. (?SKFM?), a fund management and investment advisor company
Siam Knight Fund Management Securities Co.,Ltd. Between December 12, 2016 and July 1, 2019, Siam Knight Fund Management Securities Co.,Ltd. (?SKFM?), a fund management and investment advisor company
ทั่วไป ชื่อผู้ตอบ * ตำแหน่ง ชื่อบริษัท เบอร์โทรศัพท์ เบอร์โทรสาร E-mail address สถานะบริษัท บริษัทจดทะเบียนใน SET/MAI บริษัทจำกัด ที่ปรึกษาทางการเงิน (Financial Advisor) ที่ปรึกษากฏหมาย ผู้
public auditor. The provision of the first paragraph shall not apply to a derivatives advisor.
public auditor. The provision of the first paragraph shall not apply to a derivatives advisor.
benefits and long-term return. Mr. Malpass received profits from providing investment advisory service in the ordinary course of business. Thus, Mr. Malpass operated securities business as investment advisor
Approval of Financial Advisors and their Scope of Work (No. 2) B.E. 2551 (2008) dated 29 September 2008. Clause 3 In this Notification: (1) “financial advisor” means a financial advisor according to Clause 4