while classification of assets treated as capital will be more flexible. In this regard, guidelines for the business operators unable to maintain adequate capital will also be prescribed. The consultation

capital market businesses. More investment channels to support convenient and continuous investment in mutual funds will back the government policy to promote saving and investment discipline and

culture conducive to the creation of sustainable benefits for members, the funds and the Thai capital market as a whole.The four provident funds that have announced to implement the I Code are: (1) The

Industry Consultative Panels process, outlines key strategies and mechanisms to strengthen capital markets as a driving force for sustainable development. It provides clear and concrete direction for

include, the following matters:  (1) Determination of types and characteristics of investible assets based on principles instead of specific details;  (2) Permission for mutual funds to invest in more

market. The rest can invest in other assets investible by debt securities funds and investment in distressed bonds is prohibited; (5)  Concentration in corporate bonds of any issuing company must not

opportunities and mutual benefits of capital markets from the growth of emerging Asia and to be more focus on intermediaries? roles for better investor protection. Vorapol Socatiyanurak, SEC Secretary-General

Custody of Assets of Clients by Securities Companies

Custody of Assets of Clients by Licensed Derivatives Brokers

Custody of Assets of Clients by Securities Companies (No. 3)