relevant and high quality research; g) ensuring that portfolio turnover is appropriate, in line with expectations and managed effectively; and h) providing appropriate transparency such that clients can gain
Company’s liabilities in order to improve the level of the Company’s debt and the shareholder’s equity, gain the confidence from the investors and financial institutions, and increase the capability in
the standard and code of ethics by promoting compliance culture to strengthen confidence of client and the industry. Guidelines 1. The management should arrange to have strategic plan, policy and
verification of the acceptance of such order shall to be in accordance with the prospectus in order to gain confidence among investors. Guidelines 1. Accepting of purchase or redemption order of investment units
accountability, together with good corporate governance. Banks with practices that fall under the “sustainable banking” framework will gain the confidence of investors, clients and other bank stakeholders and have
Entities in order to Ensure Confidence of the Investing Public ■ Supervision of Market Intermediaries ■ Inspection of Listed Companies and Market Intermediaries ■ Regulation and Law Enforcement G OA L 4
Building Confidence in the Capital Market No. 179/2014 SEC notifies ABC to rectify Q3/2014 financial statements Bangkok, December 17, 2014 – The SEC notified Asset Bright Plc. (ABC) to rectify its Q3
year, everyone is welcome to visit the SEC booth presented under the theme ?Be Smart, Ask First? at SET in the City 2014.At the SEC booth, visitors will learn to ask the right questions to gain more
) has launched “SEC Crypto Academy” as a channel of e-learning on digital assets for the interested public, under the slogan, “Gain Insight, Reduce Risks, Enjoy Learning.” All courses are free of charge
, private investment slowed down as confidence in the election and the direction of investment from the government through large projects. In the first quarter of 2018, the Company installed and delivered the