well as the individual face value of each type of debt securities offered or listed. 3. Provide information about the form of the security, such as whether investors can obtain physical certificates or
of due diligence and know-your-client assessments (DD/KYC), (3) supporting electronic non-face-to-face identity verification, and (4) allowing businesses to access anonymized data under possession of
front run his client’s futures trading orders. Such trading orders made through Ms.Nanthanat Srisawangwong at another broker for his personal gain. This action caused financial damages to his clients
principles into their business practice in order to create sustainable value in the face of external uncertainties. In this regard, SEC, SET, IOD and Thai Listed Companies Association are ready to assist and
denominated in currencies of the foreign investment fund, 3) face value of securities denominated in currencies of the foreign investment fund, 4) fair value denominated in currencies of the f foreign
. “How to Invest in the Time of COVID-19” 2. “A Way Out for Debtors: Face the Debts and Ready to Repay” 3. “How to Manage Life Insurance during COVID-19 Situation” 4. “A New Normal: Financial Behaviors
addressed by everyone. As a result, those who fail to seriously emphasize on adopting the said practices will face the difficulty in running businesses in the future.
extension of the bond maturity date for a period of two years, consideration for approval of a partial repayment of the principal by not less than 25 percent of the principal of the bond at the face value
inflows to be imposed exclusively on currency speculators to prevent impacts on regular investors. Foreign investors who aim for currency speculation are more likely to face risks of share price fluctuation
short-term bills offered for sale to institutional investors with a face value no less than ten million baht; (2) short-term bills offered for sale to high net worth investors and have the following