. Principle 6: Encourage asset managers to act collectively with other investors and stakeholders as appropriate. Principle 7: Regularly disclose the Fund’s Investment Governance Policy and implementation

insufficient. 5. Have a clear policy on exercising voting rights and disclosure of voting results. 6. Act collectively with other investors and stakeholders as appropriate. 7. Regularly disclose the Investment

. Insider trading is prohibited and other types of self-dealing and conflicts of interest are regulated. The SEC actively monitors the market for abusive practices. Institutional investors regularly vote

-686-6100 บลจ.กสกิรไทย กองส าเร็จรูป ("K-Fit") = = 500 500 "K-My Funds" app 02-673-3888 บลจ.อสีทส์ปรงิ (ประเทศไทย) = = ตามเงือ่นไขของแตล่ะ กองทุน (มกีอง 1 บาท) ตามเงือ่นไขของ แตล่ะกองทุน "FundLink Online

ทรัพย์ประเภทอื่น (activate license) อย่างไรก็ตาม การจะได้รับอนุญาตหรือไม่เป็นดุลพินิจของสำนักงานในการพิจารณาตามเกณฑ์ fit&proper ด้วย หมายเหตุ : (ปรับปรุงข้อมูลล่าสุด 21

will regularly review and maintain the audit quality control system to comply with the standards mentioned in 1. Additionally, the audit firm consents for inspectors of the SEC Office to inspect the

to audit quality inspection carrying out by inspectors of the SEC Office; 2. I certify that if an auditor of the audit firm has been registered with the SEC Office, the audit firm will regularly review

. During the period that an auditor of the audit firm has been registered with the SEC, I certify that the audit firm will regularly review and maintain the audit quality control system to comply with ISQC1

trading accounts regularly, as prepared by the responsible securities companies, and not to fall for promises of guaranteed returns because investment in the capital market could either yield profits or

decisions for clients, (2) Receiving compensations, either directly or indirectly, and (3) Operating such businesses regularly or giving services to the general public.  Pursuant to Section 66 of the