Licensed Firm for the issuance of the ACMF Pass in favor of the Recognized Representative. d. The Commission shall, within thirty (30) days after the filing of application for the issuance of ACMF PASS: i
close business relationship with a client. - Require the supplementary review of the audit engagement which fee exceed the threshold designated by the firm before the issuance of the audit report (‘hot
the Securities and Exchange Act B.E. 2535 (1992); (7) a company issuing listed securities; (8) a company whose securities are traded in securities trading center; (9) a trust under the law governing
issuance of improper auditor’s reports, as well as countermeasures for mitigating such risks. 4.1 Inspection results on the quality control system by the Audit Firm (internal monitoring) (1) Name of
แบบแสดงราการข้อมูลประจำปี (UNOFFICIAL TRANSLATION) (Revision 2015) 8. Audit Firm Profile and Details Name of Audit Firm................................. For the year ending
; (4) a securities company; (5) a mutual fund; (6) a private fund as specified by the SEC Office pursuant to Section 140 of the Securities and Exchange Act B.E. 2535 (1992); (7) a company issuing listed
Issuance and Offering for Sale of Derivative Warrants (No. 2)
Issuance and Offer for Sale of Derivatives Warrant (No. 3)
The Exclusion of Investment Management for Private Equity Firm from Securities Business in the Category of Private Fund Management
Re: Determination of Definitions in Notifications relating to Issuance and Offer for Sale of Debt Securities