Bangkok, December 16, 2008 ? At the request of Natural Park Public Co., Ltd. (N-Park), the SEC granted the company an exemption from having its Q2/2008 financial statements adjusted after the company
Following the discussion with TFAC on 13 March 2020, SEC submitted a letter to TFAC on 17 March 2020 to propose an issuance of accounting guidelines in response to the COVID-19 situation that
of seeking the SEC?s approval.On February 1, 2013, the SEC issued a letter informing the DSI of the details of BTSGIF having investment policy to purchase the future net farebox revenue generated from
Due to the spread of the COVID-19 pandemic, securities companies and derivatives intermediaries have to allow their employees to perform duties from home and provide operational systems and
Bangkok June 20, 2011 - The SEC prohibits {A} and {B}, former investor contacts from serving as personnel in the capital market from June 18, 2011 onwards, for their failure to comply with standards
that possesses the characteristics of an investment company. The amended regulations in this matter have been published in the Government Gazette and have taken effect as from 1 January 2024
juristic persons. The legal actions resulted from the investigation partially completed while other additional issues were under the SEC?s probe. As the SEC investigation on such additional issues related to
Earlier, Mr. Suphanan acting on behalf of IFEC sent a letter requesting the DBD to reveiw its order denying the registration of Mr. Wiphu Maharakkhaka and Mr. Manusak Deawwanich on IFEC directors
Nowadays, private fund operators are required to separate investors’ assets from the companies and there are measures to protect investors’ assets for other benefits. Private fund operators also
a business development policy and revising the regulations for the supervision of SEC. The public hearing from the business sector is in furtherance of the first public hearing on 8 May 2019 in