SEC Search

Following a report from Maybank Kim Eng and SEC’s further investigation, it was found that from the month of May to 5 October 2016, Pusit, who was the company’s executive at the time, had taken

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8764

SEC files a criminal complaint against former IEC director, executive and associates for corrupt acts causing damage to the company

executive, together with their associates, i.e., (3) Lt. Gen. Anutat Bunnag and (4) Mr. Saran Lertcharoenwongsa. According to the investigative findings, there were facts and evidence suggesting that, during

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11330

SEC files a criminal complaint against WORLD executive and associate with ECD for alleged fraud causing damage to the company

Based on a third-party report and the SEC’s further investigation, it has been found that in 2017 Mr. Chiyachantana (Chairman and Chief Executive Officer of WORLD at the time of the offense

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10245

SEC files criminal complaint against POWER?s ex-executive and related persons for embezzling and falsifying documents and accounts

Bangkok, December 30, 2010 - The SEC filed an additional criminal complaint with the Department of Special Investigation (DSI) against Ratchasak Susewi, former Chairman and Chief Executive Officer of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4572

SEC requests the public prosecutor to bring an action against former IFEC top executive in the Civil Court.

shareholders meeting to appoint new directors to fill vacancies, while serving as IFEC director and chief executive officer. In addition, the SEC investigation found that {A} disobeyed the board of directors

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8219

SEC files a criminal complaint against GL executive for committing fraud through concealed transactions to exaggerate operating results

Bangkok, 16 October 2017 ? The SEC has filed a criminal complaint against Mr. Mitsuji Konoshita, an executive of Group Lease PLC. (GL), with the Department of Special Investigation (DSI) for

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6814

IEC?s former executive adjudged guilty of making false entries in minute of board of directors meeting and dishonest acts

Bangkok, July 4, 2011 ? The Southern Bangkok Criminal Court sentenced Suradej Mookayangkul, former executive director of International Engineering Plc. ("IEC"), on the charge of making false entries

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=3773

SEC punishes former fund manager, asset management firm

fund investments. 1. Suchart Techaposai, former executive vice president, chief investment officer and mutual fund manager of AJF Asset Management Co., Ltd., made a careless, imprudent decision to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=1825

SEC public hearing on draft notifications concerning definitions of “executive”, “business in group of digital token issuer” and “business in group of securities issuer”

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=618

SEC files criminal complaint against GISP Ltd. together with its executive and Navista Global Markets Ltd. for operating unlicensed derivatives business

Bangkok, September 11, 2012 ? The SEC filed a criminal complaint with the Economic Crime Division of the Royal Thai Police (ECD Police) against GISP Ltd. (GISP), Mr. Supawit Sootisong, and Navista Global Markets Ltd. (Navista) for operating derivatives business without license. Following the reports on their suspicious unlicensed derivatives activities, the SEC conducted raids on GISP?s office located at 240/31 Ratchadapisek Rd., Huaykwang, Bangkok as well as Navista?s site. The evidence indica...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4711