auditor single-handedly. In addition to the quality of the auditor whose signature is affixed to the audit report, the quality of the audit team and quality control system also serve as vital factors toward

investment mandates. Asset owners should be better equipped to evaluate asset managers, and asset managers should be better informed, enabling them to tailor their services to meet asset owners’ requirements

crucial for the auditors to suitably develop an expectation of the recorded amounts, sufficiently evaluate the reliability of data from which the expectation is developed, and determine an acceptable

strategies for the development and promotion of duties and self-discipline within securities companies – a critical responsibility for everyone, including the board and management, customer service, risk

Notification. “ critical function ” means any activities related to services, transactions or any other functions of an intermediary, the disruption of which would significantly affect customers, business

of sustainable growth in Thailand. Importantly, green investments are not only beneficial for the environment, but they also impact bottom lines positively in the medium to long term. Equally critical

Dialogue ...................................................................................... 16 Building Trust Is Critical for Effective Engagement

Why have Agriculture Criteria? Agriculture and Climate Change: • Agriculture can play a crucial role in achieving global decarbonisation targets. • In 2014, the IPCC estimated that this sector

. Equally critical is investment stewardship. The UN comes into this equation by bringing to bear best available technologies and environmental practices combined with integrated policy advice.”Mr. James

business in the category of securities brokerage, securities dealing, securities underwriting, mutual fund management, private fund management and securities financing. “Critical function” means any