Capital Adequacy of Some Specific Intermediaries (No. 2) dated 20 February 2017. Clause 2 In this Notification: “intermediary” means an intermediary engaging in the business of investment advisory service
Capital Adequacy of Some Specific Intermediaries (No. 2) dated 20 February 2017. Clause 2 In this Notification: “intermediary” means an intermediary engaging in the business of investment advisory service
jointly with Thanjira repaid debt to Tisco Asset Management Co.,Ltd. From the said facts, Surasak was considered as jointly with Thanjira engaging in dishonest conducts. The aforesaid actions were in
5.1%. 2. Mobile Phone Distribution and its Accessories Business Jaymart Mobile Company Limited, (“JMB”), engaging in the mobile distribution business, which had a net profit in the first quarter of 2019
5.1%. 2. Mobile Phone Distribution and its Accessories Business Jaymart Mobile Company Limited, (“JMB”), engaging in the mobile distribution business, which had a net profit in the first quarter of 2019
facts which should be revealed in order to deceive or materially mislead clients pertaining to derivatives, goods or variables. Clause 9 2 In engaging in derivatives with clients, the derivatives dealer
which should be revealed in order to deceive or materially mislead clients pertaining to derivatives, goods or variables. Clause 92 In engaging in derivatives with clients, the derivatives dealer shall
which should be revealed in order to deceive or materially mislead clients pertaining to derivatives, goods or variables. Clause 92 In engaging in derivatives with clients, the derivatives dealer shall
July 2006 shall be repealed and replaced by the following provision: “ Clause 13. When engaging in any affiliated transaction for the fund, the management company shall act in the interests of the fund
July 2006 shall be repealed and replaced by the following provision: “Clause 13. When engaging in any affiliated transaction for the fund, the management company shall act in the interests of the fund