investors should understand, minimise and manage the conflicts of interest that they face and behave ethically, ensuring that they maintain focus on advancing beneficiary or client interests and disclosing
objectives of securities regulations identified by IOSCO: the protection of investors; ensuring that markets are fair, efficient and transparent; and the reduction of systemic risk.3 Quality and integrity of
achieve three core objectives of securities regulations: (1) protecting investors, (2) ensuring that markets are fair, efficient and transparent, and (3) reducing systemic risks. IOSCO Principles comprise
cover ensuring market orderliness, improving securities laws to be on par with international standards, enhancing effective enforcement, increasing transparency, and promoting investment innovations. In
, independent analyses and opinions by CRAs.2 This, in turn, is designed to promote the three core objectives of securities regulations identified by IOSCO: the protection of investors; ensuring that markets are
handle their complaints sufficiently and efficiently while protecting the clients’ best interest. ____________________
evaluate the impact on all aspects of business, as well as ensuring that our operations comply with health and safety protocols, which are regularly updated. We had also enhanced our IT systems and
ระดับประสิทธิภาพภาครัฐเพื่ออำนวยความสะดวกในการประกอบธุรกิจด้านการคุ้มครองผู้ลงทุนเสียงข้างน้อย (Protecting Minority Investors) พร้อมกันนี้ ก.ล.ต. ยังร่วมจัดนิทรรศการหัวข้อการคุ้มครองผู้ลงทุนเสียงข้างน้อย
shareholder and is entitled to rights as a corporate owner. The shareholders control the corporation through https://www.sec.or.th/EN/Pages/Investors/Rightsasashareholder.aspx Protecting-Minority-Investors