Bangkok, March 16, 2015 ? The SEC provided a guidance to build up a lifetime of financial security among the Thais through the project called ?Being Money-Wise for the Bright Future?. The Project
at the time, was committing wrongful acts against clients’ assets through misappropriation of their subscription money for mutual fund investment. In so doing, she fabricated and submitted false
MONEY HERO : Unlicensed securities and derivatives business (Disclosure Date : 30/09/2020)
Bangkok, April 8, 2015 ? The Capital Market Supervisory Board approved regulations on payment of bounty to the informer as well as payment of gratuity to the arrestor in cases where fine is imposed on insider trading and market manipulation offenders under Sections 241 and 243 of the Securities and Exchange Act B.E. 2535 (1992). The bounty and gratuity will be paid in the amount up to 30% of the fine paid to the court or as ordered by the Settlement Committee. Vorapol Socatiyanurak, SEC Secret...
In recent times, investment management companies are significant and connected to country’s economic system and have been growing continuously. By the end of June 2018, the net asset value, including the mutual funds, private funds, and provident funds, is approximately 7.08 trillion Thai baht, or about 44 percent in comparison to the overall GDP of the country. Therefore, if there were any events leading to fluctuations in the investment management business, a significant impact could pro...
DAOL INVESTMENT MANAGEMENT COMPANY LIMITED|Money Market Fund | Offering Date : 18/03/2019 - 19/03/2019
EASTSPRING ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Money Market Fund | Offering Date : 04/03/2008 - 11/03/2008
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Money Market Fund | Offering Date : 17/09/2007 - 25/09/2007
KWI ASSET MANAGEMENT COMPANY LIMITED|Money Market Fund | Offering Date : 11/02/2008 - 18/02/2008