Securities Company Granted an Exemption from Application for Approval of Person to be Major Shareholder
in the context of the company’s shareholder structure and relationships, which may impact the management and operation of the company. Principle 4.4 The board should ensure the company has effective
. Shareholder proposals on climate, investors’ voting guidelines on climate 4. Regional decarbonisation pathways / regional energy sector roadmaps 5. Identifying engagement entry points and leveraging on local
Land and Houses PLC. (LH) holds 100% shares, as “Employee” 2. Siam Retail Development Co., Ltd. (SRD) as “Employer” Connected parties Mr. Anant Asavabhokhin is a major shareholder of LH, holding 24
. Nonetheless, she neither examined KYC/CDD documents of the client and the beneficial owner, nor recorded the beneficial owner's identity. In this case, the beneficial owner was an executive and a shareholder of
agricultural goods, which applies to the undertaking of business as: (1) a derivatives broker; (2) a derivatives dealer; (3) a derivatives advisor; (4) a derivatives fund manager. “ major shareholder ” means a
agricultural goods, which applies to the undertaking of business as: (1) a derivatives broker; (2) a derivatives dealer; (3) a derivatives advisor; (4) a derivatives fund manager. “major shareholder” means a
agricultural goods, which applies to the undertaking of business as: (1) a derivatives broker; (2) a derivatives dealer; (3) a derivatives advisor; (4) a derivatives fund manager. “major shareholder” means a
Type of securities : Common share | Effective Date : 10/06/2023 | Close Selling Date : 16/08/2023
Type of securities : Common share | Effective Date : 14/02/2005 | Close Selling Date : 18/02/2005