Mr. Abinash Majhi Mr. Abinash Majhi, as managing director responsible for the operation of Datamat PLC (DTM), failed to supervise DTM to prepare and submit the financial statements for the six-month

supervise TUCC to prepare the reviewed financial statements for Q3/2015 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification. The statute of limitations ran out

to supervise IEC to prepare and submit the reviewed financial statements for Q2/2016 and Q3/2016 to the SEC and the SET within the specified period. This case is in the process of inquiry by the

supervise TUCC to prepare the reviewed financial statements for Q3/2016 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification. The statute of limitations ran out

Mr. Songrit Butrngam Mr. Songrit Butrngam, Director responsible for the operation of SMC Power Public Company Limited (“SMC”) failed to supervise SMC to prepare and submit (1) the audited financial

Mr. Paiwan Butrsa Mr. Paiwan Butrsa, Director responsible for the operation of SMC Power Public Company Limited (“SMC”) failed to supervise SMC to prepare and submit (1) the audited financial

Mr. Yongyuth Ngamkaiwan Mr. Yongyuth Ngamkaiwan, the representative of Thai Unique Coil Center Public Company Limited (TUCC), responsible for the operation of TUCC, failed to supervise TUCC to

supervise TUCC to prepare the reviewed financial statements for Q3/2017 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification. The statute of limitations ran out

1775 Eye Street, NW, Suite 900 Washington, DC 20006 +1.202.367.3015 www.cartica.com November 7th, 2017 Signatory Declaration to the Investment Governance Code (I CODE) Cartica Management, LLC

procedures as specified in the Notification of the Capital Market Supervisory Board by failing to supervise transactions that are considered conflicts of interest by investing in two of IPO securities for