and contribute positively to the SDGs. Through various practical examples, the Guidebook and the Standards provide the framework to support organizations make better decisions on various sustainability
investor protection in this regard, the SEC has set up a special investor support team to ensure assistance and advice on withdrawal, receipt of returned assets or transfer of digital assets. The 24-hour
code of ethics for SEC workforce in line with the intention of the Ethical Standards Act. The drafted code of ethics contains regulations which require the workforce to perform work and uphold ethics
work for audit firms having quality assurance system in compliance with professional standards, the SEC regularly inspects the firm?s audit quality to uphold market fairness, ensure proper investor
the Provinces? Project where more than 30 Project participants has listed their shares while the ?Pride in Thai Innovative and Creative Businesses? Project has been launched to support expansion of
of the Provinces? Project where more than 30 Project participants has listed their shares while the ?Pride in Thai Innovative and Creative Businesses? Project has been launched to support expansion of
testimony to competent officer - - 1 1 - - - - Failure to comply with the competent officer's order - - - - - - 1 2 Failure to uphold professional standards - - - - - - - - Grand Total 43 80 29 137 111 218 32
performance of duty as financial advisor under this Notification; (3) “supervisor database” means the database prepared by the Office under the rules prescribed by this Notification to display the name list of
and investment, in order to become quality investors and fundraisers. Investors will experience how to be quality investors, who are able to uphold the responsibility regarding their own finance and
?Pride in Thai Innovative and Creative Businesses? Project has been launched to support expansion of those businesses. Furthermore, crowdfunding regulations have recently be enacted in support of new