inquiry officer, the decision to prosecute by public prosecutors, and ultimately the judicial discretion of the court in rendering a verdict. In this regard, the SEC will monitor the progress of the ongoing
found defects in the work performance of three branch managers at two branches, namely (1) {I}, who failed to exercise proper discretion in solving problems when detecting deceitful acts, and (2) {J} and
of an action by the public prosecutor, as well as the discretion of the court of justice, respectively. ________________________ ** To be effective from 13 April 2019
Department of Special Investigation, the prosecution by the public prosecutor, as well as the discretion of the court of justice, respectively. -----------------------------------The information contained in
providing services to clients with loyalty while applying knowledge and skills with discretion as professional. In the case of SKFM, SEC ordered the company, a small-sized asset management company whose
liable to collusion to commit a fraud and failure to perform duties with responsibility, discretion and integrity. NMG subsequently suffered damage from their violation or failure to perform duties
ensure proper discretion;(2) Human resources (HR): Deficiencies were persisted in some audit firms concerning inappropriate human resources allocation and inappropriate performance evaluation criteria
instruments for efficient portfolio management and hedging purposes. The Fund may, at its discretion, pay dividends out of capital or gross income while charging all or part of its fees and expenses to its
should exercise its discretion in deciding whether to dissolve the fund. The calculation method in the case of investment units redeemed over two-thirds of the outstanding units in five consecutive
should exercise its discretion in deciding whether to dissolve the fund. The calculation method in the case of investment units redeemed over two-thirds of the outstanding units in five consecutive