presentation is only as current as the date indicated, and may be superseded by subsequent market events or for other reasons. The information in this presentation has been developed internally and/or obtained
business, which also reduces redundant identification processes. As a result, trading account opening process in the capital market will be swift, effective, and reliable, also investors will be
2015 and 2016 were restated because fictitious revenue had been recorded. The SEC reviewed Patamavan’s engagement performance as NMG’s auditor and found that she failed to obtain reliable evidence that
identification and verification procedure that is both appropriate and reliable; - Upon any material change in a transaction, or any reason to suspect such information, to verify, to review, and to collect
in the Thai capital market also resulted in higher level due to reliable financial reports of listed firms, helping facilitate those firms? overseas fund raising and boost competitive edge of capital
-developed scenario • If have not completed considering scenario, disclose the progress in the report • Disclosing investment strategy / management • Identify strategic plan to low-carbon economy transition or
) High Frequency Trading (HFT) Regulatory Framework Source: Mordor Intelligence The proportion of algorithmic trading in developed markets US 70-80% (2016) Japan 70% (2019) UK 60-73% (2009) Germany 52
customer identity, banks must perform the following actions: (1) Face-to-face identity verification: Banks must use data from reliable sources. For instance, they must check data from a smart card reader or
for reform in individual countries. 4 G20/OECD PRINCIPLES OF CORPORATE GOVERNANCE © OECD 2015 The Principles were originally developed by the OECD in 1999 and last updated in 2004. The current review
quality of audit firms and performance of individual auditors instead of solely focusing on audit fees. In the long run, a reliable quality control system would support auditors and their teams in providing