severe damage or a negative impact on public interest, or when a chance to clarify cannot be given to the alleged offender per se. If the gathered evidence presents a sufficient ground for enforcement, the
with the five core components of the SLBP 2020. Our sources of information are multichannel, combining data from (i) public information gathered from public sources, press content providers and
should be focused in order for it to be genuinely useful. Too much information that is not relevant will dilute the message. The materiality (or not) and relevance of the issues covered will be determined
resolutions as follows; 1. Determined the schedule of the Extraordinary General Meeting of the Shareholders No. 1/2017 (“EGM No. 1/2017”) on Monday, November 13, 2017 at 2.00 p.m., which will be held at 3rd
and suggestions gathered from the previous hearings in August and September this year – the majority of which were in favor of the SEC guidelines – and also covers clearer revision of mutual fund
. Previously, the SEC conducted a public hearing on the principles for amending the aforesaid digital asset business regulations, took into consideration the comments and suggestions gathered therefrom, and
Settlement Committee. Mr. Somchai paid the fine as determined by the Settlement Committee order no. 8/2016, March 16, 2016. This case is regarded as settled. SEC Act S.243(1) in conjunction with 244 and
derivatives trading within the scope of investment pre-determined by their clients. In any case, provision of such additional services must comply with supervisory rules and investor protection guidelines. The
. Sittilarp to conceal the identity of the account user. 08/07/2022 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil
Exchange Act B.E. 2535 (1992). The inquiry official forwarded the requested for the settlement. The Settlement Committee determined the fine, order no. 93/2017 dated on 15 November2017 and Marnfah Group