Mutual Funds (Fact sheet) June/2023   Click here to display all results [Mutual Funds] NAV and Sale&Redemption ( 56 record(s) found) No. Report Name Data File : Net Asset Value Data File : Sale and

Settlement Committee. Mr. Somchai paid the fine as determined by the Settlement Committee order no. 8/2016, March 16, 2016. This case is regarded as settled. SEC Act S.243(1) in conjunction with 244 and

derivatives trading within the scope of investment pre-determined by their clients. In any case, provision of such additional services must comply with supervisory rules and investor protection guidelines. The

. Sittilarp to conceal the identity of the account user. 08/07/2022 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a civil

Exchange Act B.E. 2535 (1992). The inquiry official forwarded the requested for the settlement. The Settlement Committee determined the fine, order no. 93/2017 dated on 15 November2017 and Marnfah Group

Section 33 of the Securities and Exchange Act B.E. 2535 (1992). The inquiry official forwarded the requested for the settlement. The Settlement Committee determined the fine, order no. 94/2017 dated on 15

. 2535 (1992). The inquiry official forwarded the requested for the settlement. The Settlement Committee determined the fine, order no. 91/2017 dated on 15 November2017 but Lederer (Thailand) Company

the Securities and Exchange Act B.E. 2535 (1992). The inquiry official forwarded the requested for the settlement. The Settlement Committee determined the fine, order no. 92/2017 dated on 15 November

with the normal market condition. 28/09/2021 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a civil monetary penalty of

with the normal market condition. 29/09/2021 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a civil monetary penalty of