will be imposed if inappropriate behaviors of issuing companies such as concealment of information or cooking the books have been found. The issuers covered under the proposed revision are non-listed
extended to such fund raising method and a smart contract has not yet covered an enforcement of investors’ rights in some issues which are activities occurring outside blockchain * and are not based on the
. *Adopt a plan to remediate in 3 years* 2. Check the coverage Define activities from the breakdown, use the Section 4 of the Thailand Taxonomy. Covered under section 4.1.1 Covered in Red List (section 4.3
Thailand LOGO (Form 123-1) Name of the HK Covered Management Company Factsheet Name of the HK Covered Management Company’s local representative in Thailand Information as of XX XX XXXX Name of the HK Covered
Understanding between the Securities and Futures Commission of Hong Kong and the Securities and Exchange Commission of Thailand Concerning Mutual Recognition of Covered Funds and Covered Management Companies and
Thailand Concerning Mutual Recognition of Covered Funds and Covered Management Companies and related Cooperation (“HK-TH MRF MoU”) on 20 January 2021. To ensure that business operators have the same
-and medium-sized firms, especially those that have never been covered before. This collaboration will not only promote greater research coverage for investors' benefits, but also create more
: Summary of rules on Mutual Recognition of Funds between Hong Kong Special Administrati Covered Funds in Hong Kong under HK-TH MRF (Outbound) 2.1 Application for establishment of a Thai fund under HK-TH MRF