. The research team from the participating securities firms to join the project must have a professional license with at least four analysts to conduct fundamental analysis papers to ensure the capability
Under the IOSCO guidelines, international regulatory agencies jointly promote and endorse the financial education and investor protection campaign during the first week of October each year. The SEC Thailand has consecutively taken part in this global event since 2017, reflecting our organization’s dedication to enhance the public’s capital market investment knowledge and digital financial literacy, while ensuring investor protection. These efforts aim to build financial resilience and fin...
Bangkok, July 18, 2012 ?Global and regional economies are facing challenges and opportunities amidst rapidly changing circumstances where issues on corporate governance of large financial institutions have come into spotlight while innovation and technology help entail even more rapid fund flows. As Thai capital market supervisory and development authority, the SEC has played more proactive role in supporting Thailand competitiveness in the international arena, in particular preparation for the...
Bangkok, May 15, 2014 ? The SEC in cooperation with audit regulators in ASEAN countries host the ASEAN Audit Regulators Group (AARG) Meeting on May 15-16, 2014 in Bangkok. Auditors from the world?s renowned international audit firms are invited to share their views and experience concerning current regulatory and oversight issues, challenges and impediments as well as directions of international accounting and auditing standards. The event aims to promote audit regulator and audit firm cooperati...
Bangkok, March 17, 2015 ? The SEC, the Institute of Directors Association (IOD), the Federation of Accounting Professions under the Royal Patronage of His Majesty the King (FAP), the Thai Listed Companies Association (TLCA), the Association of Investment Management Companies (AIMC), the Government Pension Fund (GPF) and the Thai Investors Association (TIA) jointly promote the right protection volunteer roles in exercising voting rights effectively and in accordance with good corporate governanc...
แนวทางในการกำกับดูแลการเสนอขายกรมธรรม์ Unit Link PAGE 2 หลักการ การกำกับดูแลการเสนอขายกรมธรรม์ Unit Link ในระยะที่ผ่านมามีบริษัทประกันชีวิตหลายแห่งประสงค์ที่จะออกกรมธรรม์ประกันชีวิตควบการ ลงทุน (Unit
ประกันชีวิตไทย (TLAA) และกรรมการสมาคม เกี่ยวกับนโยบายการกำกับและพัฒนาการให้บริการการขายกรมธรรม์ประกันชีวิตควบการลงทุน (unit link) เช่น การเปิดให้บริษัทประกันชีวิตสามารถให้คำแนะนำและบริการลงทุนแก่ลูกค้า
KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Specific Fund | Offering Date : 21/06/2012 - 28/06/2012
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 26/09/2007 - 03/10/2007
SEC Secretary-General Ruenvadee Suwanmongkol, SEC Assistant Secretary-General Jomkwan Kongsakul and team met Mr. Claude Marx - Director General of Luxembourg’s financial market watchdog CSSF, Ms. Daniele Berna-Ost - CSSF Secretary-General and team. Both parties achieved an agreement to arrange a cooperative framework on fintech for exchange of information involving major developments and issues on fintech supervision and oversight. This framework was similar to those CSSF agreed with capi...