misconduct of which he had previously committed. He admitted receiving the client's trading orders through LINE Application and mobile phone from time to time, after that he called the client to confirm the

foreign company launches public offerings of shares through the holding company founded in Thailand as though the foreign company indirectly offers for sale of shares through such holding company, the

proceeds was not in accordance with the objective of the capital increase of the IPO; and the transaction was not in compliance with the liquidity management policy. If the meeting resolves to not confirm

} did not inform nor have the customer sign to confirm unit purchase orders inconsistent with the customer's risk profile. Moreover, she misled the customer into believing that an estimate return rate was

accordance with the relevant rules and for the work unit responsible for post-trade operation to confirm the securities buying or selling with the counterparty promptly. Clause 8 A securities company shall be

unit responsible for post- trade operation to confirm the securities buying or selling with the counterparty promptly. Clause 8 A securities company shall be a member of the Thai Bond Market Association

has been founded at the beginning of the most recent accounting period and the latest quarter financial statement, providing further that such financial statements must conform to the accounting

has been founded at the beginning of the most recent accounting period and the latest quarterly financial statement, providing further that such financial statements must conform to the accounting

attached hereto are correct, complete, true, and contain the substance [of the offering] in all respects. In this regard, to confirm that all documents are verified by the company, I have assigned

Success) และเมื่อเรียกดูสถานะของเอกสารที่ปุ่ม “ Click ที่นี่เพื่อดูประวัติการส่งข้อมูล ” ระบบจะแสดงผลเป็นรายการที่ส่งเป็น Not confirm จนกว่าจะถึง 6.00 น. ของวันรุ่งขึ้น เมื่อระบบ จึงจะเปลี่ยนเป็น Confirmed