Section 117 Securities and Exchange Act B.E. 2535 Section 117. In the management of a mutual fund, a securities company may set up and manage a mutual fund only when its application to set up the
Dr. Suthep Wongpat Dr. Suthep Wongpat, former director responsible for the operation of the company under the Securities Exchange Act B.E. 2535 (1992) and entrusted to manage the property of the
any acts to engage into assets trading or enter to be counterparty before the fund. Clause 6. Management company shall manage their own business in the matters which concern with any acts that may
company perform any acts to engage into assets trading or enter to be counterparty before the fund. Clause 6. Management company shall manage their own business in the matters which concern with any acts
counterparty before the fund. Clause 6. Management company shall manage their own business in the matters which concern with any acts that may create conflict of interest to the fund as the following: (1
year. However, the Company has concern about the maintaining gross profit margin, so that the marketing activities has been arranged to emphasize FN brand awareness with sales plan improvement and
represented 42.44% and 41.88% respectively, as a result of increase in proportion of other brand sales and arranging more promotion and marketing events to promote sales volume. However, the Company has concern
, former SECC chairman responsible for the operation of the company and entrusted to manage the company assets, in defrauding and embezzling SECC?s money. This case is in the process of inquiry by the
control the system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code
and entrusted to manage company assets, in defrauding and embezzling SECC’s money. This case is in the process of inquiry by the special case prosecutor official. SEC Act S.315 Criminal Complaint