reimbursement of investigative expenses Cases Persons Fail to exercise duty of care - - - - - - - Presenting a false statement or concealing material facts that should have been stated - - - - - - - Disclosure of
Directors Meeting had approved such related transaction and the Company had disclosed the related transaction to the SET on 25 May 2018. In consideration of two related transaction stated above, the total
Board of Directors Meeting had approved such related transaction and the Company had disclosed the related transaction to the SET on 25 May 2018. In consideration of two related transaction stated above
in this manner had not happened before. The fact in this matter, although seems not so complicated, relates to many provisions of laws under the purview of both the SEC and the DBD. Accordingly, while
qualified audit personnel and inability to react to changes of professional standards and more complicated structural transactions, will also be addressed to support market readiness for current dynamic
supervision 2.6 Quality Assurance & Review Increasingly, complicated transactions in the financial market especially those in connection with listed companies and intermediaries such as securities houses have
SECûs operation is based on four strategic goals stated in the 2001-2003 strategic plan as follows: Goal 1: Develop the Thai capital market as an important alternative for fund mobilization and investment
complicated, and for the most part the existing laws do not cover all new ways of committing an offense in the capital market. Legal provisions applied to some cases are unclear and open to interpretation
Annual Report 2010 ANN UAL REPORT 2010 SECURITIES AND EXCHANGE COMMISSION, THAILAND ASEAN ECONOMIC COM MUN ITY Vision S = Setting High Standard E = Ethical C = Committed Pro = Professional Mission Core value: SEC-Pro The SEC develops and supervises the Thai capital market to ensure efficiency, fairness, transparency and integrity. The SEC is to establish the Thai capital market as an important alternative for investors and fund raisers with an efficient mechanism for investor empowerment and, in...
unrealized loss on investments are stated at fair value or market price by the end of accounting period (as of June 30, 2018 and June 30,2017). Please be informed accordingly. Sincerely Yours, ( Mr. Nipon