Complex Instruments Type 2 is allowed to give advice to investors about capital market products with non-complex features and investment units or debt securities with high risks or complexity, e.g
reasonable regulations. Beside regular communication with the preparers regarding the importance of quality financial reporting, the SEC cooperates with the Stock Exchange of Thailand in promulgating the
standards. While the importance of the audit quality on the financial reporting process cannot be denied, the credibility of the financial information depends on responsibilities of other stakeholders as much
organization with audit regulatory system on par with international standards. Accordingly, maintaining those standards is of paramount importance. The SEC also emphasizes supporting international cooperation to
, private sector representatives, practitioners and academics from the region and international institutions. In his opening remarks, Mr Prashant Saran, whole time member of SEBI, stressed the importance of
World Investor Week is a global campaign promoted by the International Organization of Securities Commissions (IOSCO) to raise awareness about the importance of investor education and protection. The
therefore urging digital asset business operators to emphasize the importance of cybersecurity on a continuing basis and to assign a responsible entity to oversee the matter to ensure that they can provide
hold a seminar to impulse board of director and top executives of securities and asset management companies to realize the importance of joining Collective Action Coalition (CAC). So far, four securities
force as from 1 January 2015; (2) the second paragraph of Clause 34 relating to fundamental recommendation regarding the importance of basic asset allocation shall come into force as from 1 April 2016
foreign country, there shall be consideration on change or uncertainty regarding economic, political, social and legal issues of the foreign country as well as the complexity in business continuity