not lose the money if making investment decision on the advice. Furthermore, {A} failed to immediately submit orders to close out derivatives positions as directed by the client, causing the client to
accessibility. A concerted effort was also directed towards elevating investor awareness and education in the realm of bond investment. The overarching aim was to strengthen the credibility of the Thai bond
statements. Accordingly, TIES must submit to the SEC and publicly disclose the financial statements, urgently. Earlier, the SEC had directed TIES to rectify its 2014 financial statements due to the auditor’s
reporting to external audiences appear as a board agenda item? 5. Is the board aware of any competitor or peer company that does report on non- financial factors that the company itself chooses not to report
. However, Mr. Suphanan failed to perform his duty as directed and submitted a clarification letter to the SEC. The SEC considered his explanation inadmissible. The SEC has viewed that Mr. Suphanan’s
testing of quality and market capability. However, the rapid change of battery technology nowadays plus the numbers of new competitor in the market, highly priced-competitive environment, may slow down the
each other in marketing. Referring to market share, Komchadluek has never considered BangkokBiz as its competitor for business operation. Also, program sponsors or partners who insert an advertisement or
orders from such client. They just submitted trading orders as directed by {A}. Furthermore, they had never conducted KYC/CDD for the client because {A} prohibited them from doing so. Also, {B} received
application by using the name and signature of a friend of hers. In case of {B}, the SEC directed KTB Securities to conduct further probe into the case. As Panadda previously claimed, {B} admitted that she