(Translation) (Translation) PAGE (Translation) 3 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC

of Thailand or the over-the-counter center is incorrect. The management company shall arrange to maintain a copy of such report under (1) hereof at its office for inspection by the Office. (Translation

From-To Reason for Company (month/year) changing job/position 1.2 Juristic person (1) Name………………………… Category of juristic person……………… (2) Established under the law………………………………………………… (3) Under the

Translation (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any

. Clause 7/1. A securities company shall be a member of Thai Bond Market Association. The provision under the first paragraph shall not apply to the case where securities company cease the business as debt

information to Thai Bond Market Association as rules prescribed by the Office. Clause 15.11 Securities company shall appoint a person, registered with the Thai Bond Market Association, who responsible for

Translation (Translation) PAGE (Translation) -3- Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC

the ………... Company name……………………relationship……………………... O being person who is proposed to be an executive of the …………………………………………………...… Company name……………………relationship……………………... O being a person who

including the deposit in operating account; (2) Investment in instruments which related persons under clause 20(2)(a) to (c) is an issuer; (3) Transaction with private fund management company; (4) Transaction

(2) and Clause 13 (3); (2) the appointee shall be a permanent employee of the management company and able to work full-time for the management company except that such person holds the position of