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Essentially, the amendments would apply to digital asset business operators, i.e., exchanges, brokers and dealers, and cover the licensing process, from change to the fee payment time frame to extension to the time frame of readiness preparation for business commencement in case of necessity. In addition, the regulations governing key aspects of digital asset business operation would be amended. For example, data storage system, management system and custody of client assets. This is to pr...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7877

SEC enhances ESG Product Platform with extensive data coverage on SRI Fund to increase useful information for investors

Following the initial launch earlier this year, the ESG Product Platform in its second phase features extensive coverage and details related to sustainability-themed financial products, especially SRI Funds and bonds.* Additional details for SRI Fund include investment policy, investment unit value, net asset value, dividend policy, fund fees and past performance. The information is available bilingually, in Thai and English, for the public’s convenience. The SEC introduced the ESG Pro...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10209

SEC advises W’s shareholders to carefully study details of the proposed acquisition of DOMINO’S PIZZA business, deemed to be inappropriate by independent financial advisor, before making a decision

increase and the rights offering under the general mandate basis. W’s Board of Directors has scheduled the record date of the list of the eligible shareholders for the rights offering on 10 August 2020

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8357

Microsoft Word - Hearing FCIS-AI _edited by director_11_april

Microsoft Word - Hearing FCIS-AI _edited by director_11_april เอกสารรับฟงความคิดเห็น เร่ือง การออกประกาศเพื่อรองรับการอนุญาตใหมีการเสนอขายหนวยลงทุนของ กองทุนรวมตางประเทศ (Collective Investment

https://capital.sec.or.th/webapp/phs/upload/phs1334221249hearing_09_2555.pdf

SEC public warning of investment solicitation by unauthorized company

and/or digital tokens of which are liable to be approved by SEC. Therefore, investors are advised to be skeptical if being solicited to invest with DB Hold. SEC has notified DB Hold to cease any

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8299

List of investment analysts / investment consultants classified by company

List of investment analysts / investment consultants classified by company Please wait... List of investment analysts / investment consultants classified by company Please enter search criteria. Date

https://market.sec.or.th/public/orap/IC03.aspx?lang=en&CompRunCode=

List of Auditors Approved by the office of SEC

List of Auditors Approved by the office of SEC Please wait... List of Auditors Approved by the office of SEC Audit firms' quality control inspection report has been consented to disclose information

https://market.sec.or.th/public/orap/AUDITOR01.aspx?lang=en

SEC signs MOU with Central Institute of Forensic Science to increase efficiency in testing evidence of offenses in the capital market.

Central Institute of Forensic Science is a new dimension that will increase the chances of success in law enforcement and the deterrence of offenses in the capital market.”Police Lieutenant Colonel

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8539

SEC Thailand’s public hearing on proposed drafts of law amendment to facilitate digital capital market and increase efficiency of capital market supervision.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=723

SEC allows listed companies affected by Covid-19 situation to submit Q1/2020 financial statements audited by company appointed auditor

The Capital Market Supervisory Board (CMSB)’s meeting, chaired by SEC Secretary-General Ruenvadee Suwanmongkol, passed a resolution yesterday to facilitate listed companies and securities issuers

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8045