client.Following the report of DBS Vickers Securities (Thailand) Company Ltd., and a client complaint, the SEC probed into {A}'s case and found that she had been authorized by her client to make securities trading

misconduct of which he had previously committed. He admitted receiving the client's trading orders through LINE Application and mobile phone from time to time, after that he called the client to confirm the

Bangkok, September 12, 2014 - The SEC suspended {A}, a securities investment consultant of Globlex Securities Company Limited, for trading on a securities trading account of the client without

derivatives trading account. {A} admitted that he asked for internet trading account's username and password of a client who authorized him to use the account to trade derivatives trading for his own benefit

KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED|Cross Investing Fund | Offering Date : 19/11/2019 - 25/11/2019

KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED|Retirement Mutual Fund : RMF | Offering Date : 12/11/2018 - 21/11/2018

SCB ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 16/03/2021 - 22/03/2021

EASTSPRING ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Feeder Fund | Offering Date : 23/03/2017 - 29/03/2017

EASTSPRING ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Feeder Fund | Offering Date : 03/08/2022 - 09/08/2022

ONE ASSET MANAGEMENT LIMITED|Specific Fund | Offering Date : 15/03/2013 - 27/03/2013