and regulated by the Financial Conduct Authority and the Prudential Regulation Authority; Spain: Credit Suisse Bank (Europe), S.A. regulated by the Comision Nacional del Mercado de Valores; Germany

: Classification of Automobile and Motorcycle Hire Purchase Enterprises as a Business which Contract is Regulated B.E. 2561 (2018) The Notification of the Contract Committee Re: Classification of Automobile and

will be allowed to manage REITs? non-real estate assets, providing that there must be a separation of management and compliance units while Chinese wall must also be in place. Outsourcing of the

Capital-Guaranteed Fund Any other type, please specify __________________________________________ 6) Is the ARFP Passport Fund a sub-fund of a Regulated CIS? Yes No If “Yes”, please state the name of the

Capital-Guaranteed Fund Any other type, please specify __________________________________________ 6) Is the ARFP Passport Fund a sub-fund of a Regulated CIS? Yes No If “Yes”, please state the name of the

providers will have a duty to oversee proper securities trading. For example, information must be disclosed before and after trading for investment decision-making, trading must be regulated for smoothness

Thailand, especially innovative startups. The proposed supervision allows those enterprises to offer for sale of shares and debentures through regulated funding portal with lower cost. The fund raised

, digital asset business operators in Thailand are required to obtain a license under the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) and to be regulated by the SEC Office to ensure that

SHARE : SEC adds “digital asset investment advisor” and “digital asset fund manager” as new regulated businesses and amends regulations on supervision of digital asset business operators to strengthen

Operators >   Asset Management Regulations Regulations SHARE : Detail Content ​ ​​​​​ A Gathering of all Asset Management Regulations   Regulated Entities ○​ Licensing/Registration ​​• Mutual Fund Management