The Securities and Exchange Commission (SEC) organized a training session for “New Generation Fund Managers with Environmental Awareness, Class 1” aimed at fostering the role of emerging fund

The Securities and Exchange Commission (SEC) organized a virtual training session on “Ethical and Moral Standards of the SEC Staff and the Building of Trust and Confidence in the SEC”. The online

realized the importance of business preparation in this matter. For this reason, SEC is set to launch an online training under the topic of “Incident Response from the Pentester’s Eyes View” and

, to attend an ESG training course in addition to the existing compulsory training courses on rules and regulations, ethics or relevant laws, to ensure sufficient knowledge and regular review thereof in

falsification of accounts and financial statements, and the deceitful practices towards the public in the case of Stark Corporation Public Company Limited (STARK). The SEC is also prepared to extend full

Bureau of Financial-Banking Crimes and Money Laundering, to discuss the developments of the legal proceedings in the case of Stark Corporation Public Company Limited (STARK), and to offer full

According to a case referral from the Stock Exchange of Thailand (SET), it was revealed that TRC executives had known or possessed inside information, as expressed in the auditor’s opinion, about TRC

trading accounts to commit unfair trading activities was subject to the penalties under Paragraph 2 of Section 297 of the SEA in conjunction with Section 83 of the Penal Code.In the case of Pilailpit, by

commit unfair trading activities was subject to the penalties under Paragraph 2 of Section 297 of the SEA in conjunction with Section 83 of the Penal Code. In the case of Pilailpit, by letting Atthavut and

Bangkok, 25 July 2022 – The Securities and Exchange Commission (SEC) has uploaded an information filing form specifically for the Zipmex Thailand case where its clients are affected by the company’s